ASAM CRITERIA – SIMPLE QUICK SUMMARY
(Adult Severity, Risk 0–4, and Matching Service Intensity)
Use this as a quick reference when assigning risk ratings and justifying level of care.
DIMENSION 1 – ACUTE INTOXICATION / WITHDRAWAL
0 – No current risk
• No signs of intoxication or withdrawal; or symptoms are fully resolved.
• Stable on MAT with no withdrawal.
• Services: No withdrawal management needed beyond routine monitoring.
1 – Mild risk
• Mild–moderate intoxication or withdrawal that does not pose imminent danger.
• Can cope with symptoms; low risk of severe withdrawal.
• Services: Low-intensity monitoring/withdrawal management; possible MAT dose adjustment and counseling.
2 – Moderate risk
• Noticeable difficulty managing withdrawal; symptoms may be significant but not life-threatening.
• Moderate risk of complicated withdrawal (e.g., heavy alcohol/sedative use with some risk).
• Services: Moderate-intensity monitoring or withdrawal management; coordination with MH/medical providers as needed.
3 – Severe risk
• Poor ability to tolerate withdrawal; severe intoxication or withdrawal with possible danger to self/others.
• Symptoms not improving at lower level of care.
• Services: High-structure, nurse/medical-monitored withdrawal management; frequent checks and close observation.
4 – Extreme / life-threatening risk
• Incapacitated, very severe withdrawal (e.g., seizures, delirium), or continued use is life-threatening.
• Services: 24-hour, medically managed withdrawal (hospital/medically managed level of care).
DIMENSION 2 – BIOMEDICAL CONDITIONS / COMPLICATIONS
0 – No current risk
• No significant medical problems or stable, well-managed conditions.
• Services: Routine medical care only.
1 – Mild risk
• Mild–moderate physical symptoms (e.g., pain) that interfere somewhat with functioning.
• Services: Low-intensity medical support and case management to coordinate care.
2 – Moderate risk
• Medical issues that interfere with recovery and may be neglected (e.g., poorly managed chronic conditions, signs of malnutrition).
• Services: Moderate-intensity medical care and monitoring; active coordination with SUD/MH treatment.
3 – Severe but stable risk
• Serious, ongoing health problems (e.g., severe pain, brittle diabetes) that are stable but require close oversight.
• Services: Higher-intensity medical and nursing monitoring to maintain stability and support treatment.
4 – Critical / unstable risk
• Severe, unstable medical problems (e.g., uncontrolled diabetes, GI bleed, severe infection).
• Services: 24-hour, medically focused care for stabilization and medication management (hospital/medically managed).
DIMENSION 3 – EMOTIONAL, BEHAVIORAL, OR COGNITIVE CONDITIONS
0 – No or stable MH symptoms
• No significant MH concerns or well-managed, stable disorder with good coping and impulse control.
• Services: No additional MH services beyond routine care.
1 – Mild risk
• Diagnosed or subclinical MH symptoms that need support but don’t significantly disrupt SUD treatment.
• Services: Low-intensity MH services (medication monitoring, psychoeducation, support groups, basic case management).
2 – Moderate risk
• Chronic or recurring MH symptoms that significantly interfere with recovery but are not imminently dangerous.
• Some suicidal ideation/violent impulses may be present but manageable with monitoring.
• Services: Moderate-intensity MH services, structured monitoring, medication management, and coordinated SUD/MH care.
3 – Severe risk
• Severe symptomatology and disability, high impulsivity, frequent decompensation, but not requiring locked/involuntary care.
• Services: High-intensity MH services with close monitoring; integrated or “psychiatrically enhanced” SUD treatment; intensive case management.
4 – Imminent danger
• Severe MH symptoms with immediate risk to self/others or inability to care for self (e.g., active suicidality, dangerous psychosis).
• Services: 24-hour, secure, medically and psychiatrically managed setting; SUD services integrated into MH care.
DIMENSION 4 – READINESS TO CHANGE
0 – Fully ready and engaged
• Actively engaged, committed to change, and taking responsibility.
• Services: Standard treatment; no special engagement strategies needed.
1 – Mild ambivalence
• Willing to be in treatment, recognizes some problems, but is ambivalent or underestimates needed change.
• Services: Low-intensity motivational work (education, supportive counseling, family/legal reinforcement).
2 – Low readiness / passive participation
• Reluctant, inconsistently involved, low follow-through with therapy, meds, or supports.
• Services: Moderate-intensity engagement (motivational strategies, clear limits and consequences, possible court/externally mandated structure).
3 – Minimal awareness / resistance
• Little insight into problems, inconsistent or resistant follow-through with recommendations.
• Services: High-intensity motivational enhancement, use of leverage (family, legal, employer), assertive case management/ACT where indicated.
4a – No awareness, not dangerous
• No insight into SUD/MH illness; blames others, rejects treatment, but not currently dangerous or unable to care for self.
• Services: Very high-intensity engagement and outreach, strong systems leverage, ACT preferred over “confrontation.”
4b – No follow-through with imminent danger
• Refusal or inability to engage leads to imminent harm to self/others or inability to care for self.
• Services: Secure placement, possible involuntary care, close monitoring until stable.
DIMENSION 5 – RELAPSE / CONTINUED USE / CONTINUED PROBLEM POTENTIAL
0 – Very low risk
• Low relapse potential with strong coping skills and supports.
• Services: Routine supports / self-help as desired.
1 – Mild risk
• Some vulnerability, fair coping and relapse prevention skills.
• Services: Low-intensity relapse prevention (skill reinforcement, medication management if needed, linkage to continuing care/self-help).
2 – Moderate risk
• Limited understanding of relapse issues; can manage only with prompts/support.
• Services: Moderate-intensity relapse prevention, structured skills training, close monitoring, assertive linkage to supports; possible ACT/case management.
3 – High risk
• Poor awareness of relapse patterns and weak coping skills; repeated problems.
• Services: High-intensity relapse prevention, structured coping skills work, strong use of family/ systems leverage, assertive case management/ACT, and possibly higher level of care.
4a – Chronic, severe risk (not currently dangerous)
• Multiple treatment episodes, ongoing relapse, minimal improvement; unable to manage illness but not imminently dangerous.
• Services: Very high-intensity relapse prevention, long-term structured support, assertive outreach, supportive living, ACT plus coordinated SUD/MH treatment.
4b – Imminent danger from continued use/relapse
• Ongoing use or MH decompensation places self/others in immediate danger.
• Services: Secure setting for stabilization, close observation, intensive medical/psychiatric management, then step-down with strong supports.
DIMENSION 6 – RECOVERY / LIVING ENVIRONMENT
0 – Supportive or manageable environment
• Environment supports recovery or patient can cope with mild stressors.
• Services: No special housing or environmental services needed.
1 – Mildly unsupportive but manageable
• Passive or indifferent supports; some strain but patient can cope.
• Services: Help with practical supports (transportation, child care, vocational/skills training) as needed.
2 – Non-supportive, needs structure
• Environment is not recovery-friendly; patient can manage only with clinical structure.
• Services: Assistance finding more supportive living, skills/vocational training, and possibly assertive case management/ACT depending on other dimensions.
3 – Hostile/stressful, difficult to cope even with structure
• Environment is clearly detrimental; patient struggles to cope despite treatment structure.
• Services: Assertive help securing a safer/more supportive setting, intensive support services, outreach, and ACT.
4a – Chronically toxic environment
• Long-term, hostile, or toxic setting (e.g., constant use around them, chronic instability) and patient cannot cope.
• Services: Highly assertive efforts to change living situation, possibly residential care (e.g., Level 3.1+), plus case management and ACT.
4b – Acutely dangerous environment
• Home setting is actively unsafe or abusive, posing immediate danger (e.g., living with dealer or violent partner).
• Services: Immediate separation and placement in a safe setting (shelter, residential, protective housing), then appropriate level of care based on all dimensions.
ASAM QUICK REFERENCE
ASAM Criteria – Adult Quick Reference
Risk Ratings 0–4 Across the Six Dimensions
Use this as a fast guide when assigning risk ratings and matching service intensity.
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DIMENSION 1 – ACUTE INTOXICATION / WITHDRAWAL
0 – No current risk
- No intoxication or withdrawal; symptoms resolved or not present.
- MAT dose (if applicable) is stable.
- Services: Routine monitoring only.
1 – Mild risk
- Mild–moderate intoxication or withdrawal; no imminent danger.
- Able to cope with discomfort; low risk of severe withdrawal.
- Services: Low-intensity monitoring or withdrawal support; MAT dose adjustment if needed.
2 – Moderate risk
- Clearly uncomfortable, struggles with symptoms but not unstable.
- Moderate risk of complicated withdrawal.
- Services: Moderate-intensity withdrawal management, more frequent checks, coordination with medical/MH.
3 – Severe risk
- Poor tolerance of symptoms; may be unsafe at lower level of care.
- Withdrawal worsening or not improving.
- Services: High-structure, nurse/medical-monitored withdrawal management.
4 – Extreme / life-threatening risk
- Incapacitated, very severe withdrawal (e.g., seizures, DTs) or use is life-threatening.
- Services: 24-hour, medically managed setting (hospital or similar).
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DIMENSION 2 – BIOMEDICAL CONDITIONS / COMPLICATIONS
0 – No current risk
- No significant medical issues or well-managed/stable.
- Services: Routine primary care.
1 – Mild risk
- Mild–moderate symptoms (e.g., pain) that affect functioning.
- Services: Low-intensity medical support and coordination.
2 – Moderate risk
- Medical problems interfere with treatment or are neglected.
- Services: Moderate-intensity medical care, monitoring, and case management.
3 – Severe but stable risk
- Serious chronic conditions that require close oversight (e.g., brittle diabetes, severe pain).
- Services: Regular medical/nursing monitoring; treatment may need adjustments.
4 – Critical / unstable risk
- Unstable or life-threatening medical issues.
- Services: 24-hour medical setting for stabilization.
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DIMENSION 3 – EMOTIONAL, BEHAVIORAL, OR COGNITIVE CONDITIONS
0 – Stable / no MH symptoms
- No significant MH issues or well-controlled with treatment.
- Services: Standard SUD care; routine MH follow-up if applicable.
1 – Mild risk
- MH symptoms present but do not significantly disrupt SUD treatment.
- Services: Low-intensity MH services (meds, psychoeducation, brief therapy).
2 – Moderate risk
- Symptoms clearly interfere with recovery but not imminently dangerous.
- Services: Moderate-intensity MH care, structured monitoring, integrated SUD/MH.
3 – Severe risk (but not involuntary)
- Severe symptoms and impairment; frequent decompensation; poor impulse control.
- Services: High-intensity MH services with integrated SUD care; intensive case management.
4 – Imminent danger
- Acute risk to self/others or inability to care for self.
- Services: Secure, 24-hour psychiatric level of care; SUD services integrated.
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DIMENSION 4 – READINESS TO CHANGE
- 0 – Fully ready
- Engaged, motivated, actively participating.
- Services: Standard treatment; normal support.
1 – Mild ambivalence
- Willing to engage but unsure about extent of needed change.
- Services: Low-intensity motivational work and education.
2 – Low readiness / passive
- Reluctant; limited follow-through with treatment or meds.
- Services: Moderate-intensity engagement strategies, external supports (family, legal, employer).
3 – Resistant / minimal insight
- Little awareness of problems, inconsistent or resistant participation.
- Services: High-intensity motivational strategies, assertive outreach, strong system leverage.
4a – No insight, not dangerous
- No connection seen between problems and illness/use; blames others; rejects treatment.
- Services: Very high-intensity engagement (ACT-style), outreach, structured incentives.
4b – No follow-through + imminent danger
- Refusal or inability to engage leads to immediate risk or inability to care for self.
- Services: Secure placement, possible involuntary care until stabilized.
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DIMENSION 5 – RELAPSE / CONTINUED USE / CONTINUED PROBLEM POTENTIAL
0 – Very low risk
- Strong coping skills; low relapse potential.
- Services: Ongoing self-help or routine supports.
1 – Mild risk
- Some vulnerability; fair coping.
- Services: Low-intensity relapse prevention; reinforce skills; consider meds (e.g., anti-craving).
2 – Moderate risk
- Limited understanding of relapse patterns; needs prompts to self-manage.
- Services: Moderate-intensity relapse prevention, skills training, assertive linkage to supports.
3 – High risk
- Poor awareness of relapse issues; weak coping; repeated problems.
- Services: High-intensity relapse prevention, structured work, assertive case management/ACT.
4a – Chronic high risk (not currently dangerous)
- Multiple failed episodes; no effective relapse skills, but not acutely unsafe.
- Services: Long-term, structured, high-intensity supports, supportive housing, ACT, integrated SUD/MH.
4b – Imminent danger from use
- Ongoing use or MH relapse creates immediate danger to self/others.
- Services: Secure, structured setting for stabilization; then step-down with strong aftercare.
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DIMENSION 6 – RECOVERY / LIVING ENVIRONMENT
0 – Supportive or manageable
- Environment supports recovery or client can cope with minor stressors.
- Services: None specific beyond usual supports.
1 – Mildly unsupportive but manageable
- Limited or passive supports, but client can cope.
- Services: Practical help (transportation, child care, vocational/skills training).
2 – Non-supportive, needs structure
- Environment not recovery-friendly; client copes only with treatment structure.
- Services: Assistance with housing options, skills, vocational support, case management.
3 – Hostile/stressful, hard to cope
- Very stressful or negative environment; client struggles even with treatment support.
- Services: Assertive help finding safer housing; structured services and outreach.
4a – Chronically toxic setting
- Long-term toxic environment; client cannot cope; recovery severely undermined.
- Services: Highly assertive housing help, protective supports, possibly residential care and ACT.
4b – Acutely dangerous setting
- Environment actively unsafe (e.g., violent partner, dealer in the home).
- Services: Immediate removal to safe setting (shelter/residential), then appropriate LOC planning.
ASAM SCRIPT EXAMPLES
How to Talk/Write About Risk Ratings in Notes & Staffing
DIMENSION 1 – ACUTE INTOXICATION / WITHDRAWAL
If you rate D1 = 0, you might say:
“Client denies recent use and shows no signs of intoxication or withdrawal. Risk for acute withdrawal is low; no withdrawal management services needed at this time.”
If you rate D1 = 2, you might say:
“Client reports recent heavy use and is experiencing moderate withdrawal symptoms (e.g., sweats, tremors, anxiety). Symptoms are uncomfortable but not currently life-threatening. Recommend structured withdrawal monitoring and coordination with medical provider.”
If you rate D1 = 3–4, you might say:
“Client presents with severe withdrawal risk, including [insert symptoms, e.g., history of seizures, confusion, unstable vitals]. There is concern for medical instability. Recommend higher level of care with 24-hour medical monitoring and withdrawal management.”
DIMENSION 2 – BIOMEDICAL
D2 = 0:
“Client denies significant medical concerns. Existing medical conditions are stable and do not currently interfere with treatment participation.”
D2 = 2:
“Client has chronic medical conditions (e.g., pain, diabetes) that are impacting sleep, mood, and participation in treatment. Needs coordination with primary care and regular monitoring to support recovery.”
D2 = 3–4:
“Client’s medical condition is serious/unstable and requires close medical and nursing oversight. Recommend medically focused stabilization before or alongside SUD treatment.”
DIMENSION 3 – EMOTIONAL / BEHAVIORAL / COGNITIVE
D3 = 0–1:
“Client reports [mild anxiety/depression/etc.] but is currently stable, with adequate coping skills and no acute safety concerns. Mental health symptoms do not significantly interfere with SUD treatment.”
D3 = 2:
“Client’s mental health symptoms (e.g., PTSD, panic, depression) are causing significant distress and make it harder to focus in groups and follow through on recovery tasks. Coordination with mental health provider and more structured support is recommended.”
D3 = 3–4:
“Client presents with severe psychiatric symptoms and impaired judgment/impulse control, creating safety concerns. Requires intensive mental health services, with SUD treatment integrated into a higher level of psychiatric care.”
DIMENSION 4 – READINESS TO CHANGE
D4 = 0:
“Client is engaged and motivated for recovery, openly acknowledges substance use problems, and is actively participating in treatment.”
D4 = 2:
“Client is ambivalent and only partially engaged in treatment. They can identify some negative consequences of use but show limited commitment to changing behavior. Motivational interviewing and external supports (family/legal/employer) are indicated to enhance readiness.”
D4 = 4a–4b:
“Client denies having a substance use or mental health problem, resists treatment recommendations, and/or refuses to participate. In some situations, their lack of engagement contributes to imminent risk to self/others. High-intensity engagement and possible secure or mandated setting may be needed.”
DIMENSION 5 – RELAPSE / CONTINUED USE RISK
D5 = 0–1:
“Client has some understanding of relapse warning signs and uses coping skills regularly. Relapse risk is present but relatively low with continued supports.”
D5 = 2:
“Client is still learning to recognize triggers and early warning signs. They need structured relapse prevention work, regular check-ins, and support linking to recovery meetings.”
D5 = 3–4:
“Client has a history of repeated relapses and limited awareness/skills to prevent continued use. Environment, stressors, and lack of coping place them at high or imminent risk for relapse and harm. Recommend intensive relapse prevention services and possibly a higher level of care or more structured setting.”
DIMENSION 6 – RECOVERY / LIVING ENVIRONMENT
D6 = 0–1:
“Client’s living situation is generally safe. Supports may be limited, but they are able to cope and attend treatment consistently.”
D6 = 2:
“Client’s environment is not very supportive of recovery (e.g., substance use in social network), but they can manage with structure and regular contact with treatment and supports.”
D6 = 3–4:
“Client’s environment is hostile or unsafe, with active use, violence, or instability that undermines recovery. Client struggles or is unable to cope. Needs assistance transitioning to a safer, more recovery-supportive living situation; may benefit from residential or supportive housing plus intensive case management.”
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